Files
Cormac Shannon 95b5857189 Add literature review protocol, searches and first snowball round
Six seeds snowballed (Semantic Scholar) plus logged keyword searches
(OpenAlex, arXiv): 2,127 unique records, 480 title/abstract screened.
AI first-pass suggestions are in their own column; decisions are pending.

Claude-Session: https://claude.ai/code/session_01S8KN7NuUCm8nXLmy6eDuVv
2026-10-28 18:00:06 +00:00

12 KiB

1keyfirst_authoryeartitlevenueai_proposalclose_to_my_rqmodel_sizesdataquestion_askedmain_claimmethod_varied_vs_fixedqknorm_isolatedmup_usedlr_sweep_points_rangedepth_variedmetricshow_my_study_differsnotes
2arxiv:2309.14322Mitchell Wortsman2023Small-scale proxies for large-scale Transformer training instabilitiesInternational Conference on Learning Representationsinclude [SEED*] LR-sensitivity metric; qk-layernorm at small scale*
3arxiv:2602.02522George Grigorev2026IMU-1: Sample-Efficient Pre-training of Small Language ModelsarXivinclude [SEED*] QK-norm largest win at 70M, bundled with muP*
4doi:10.18653/v1/2020.findings-emnlp.379Alex Henry2020Query-Key Normalization for TransformersFindings of the Association for Computational Linguistics: EMNLP (Findings of EMNLP)include [SEED] origin of QK-norm (ACL anthology copy of 2010.04245)
5arxiv:2303.06296Shuangfei Zhai2023Stabilizing Transformer Training by Preventing Attention Entropy CollapsearXivinclude [SEED] attention entropy collapse <-> instability
6arxiv:2302.05442Mostafa Dehghani2023Scaling Vision Transformers to 22 Billion ParametersInternational Conference on Machine Learninginclude [SEED] QK-norm popularised to stop logit growth at 22B
7arxiv:2410.16682Rybakov, Oleg2024Methods of improving LLM training stabilityarXiv (Cornell University)include [IC*] QK-norm + softcap -> 1.5x LR before divergence, 830M*
8arxiv:2511.21377Ben Anson2025Controlling changes to attention logitsarXivinclude [IC*] QK-norm vs alternatives for logit control; LR ablations*
9arxiv:2607.18363Henry Ndubuaku2026A Controlled Study of Attention-Only TransformersarXivinclude [IC*] QK-norm keeps 48-layer stacks trainable: depth evidence (H3)*
10arxiv:2610.34582Harish Santhanalakshmi Ganesan2026HobbyLM: A Sparse Mixture-of-Experts Model Family on a Hobby BudgetarXivinclude [IS*] single-variable ablations at 130M incl. QK-norm (HobbyLM)*
11arxiv:2610.17969Bum Jun Kim2026Neural Dimensional Analysis: Foundations of Dimensionless and Scale-Consistent ComputationarXivinclude [IA*] compares vs QK-Norm across 16x LR range at 124M*
12doi:10.5281/zenodo.20803082Shubham Kumar2026Gating and Normalization Interact in the Attention BlockZenodo (CERN European Organization for Nuclear Research)include [IS*] 29-36M, QK-norm x depth x 3 seeds sweep; Zenodo preprint, check quality*
13arxiv:2606.16310Yizhou Han2026QK-Normed MLA: QK normalization without full key cachingarXivinclude [IC] QK-norm permits higher LR; high-LR stress test vs QK-clip
14arxiv:2603.02170Jintao Zhang2026SageBwd: A Trainable Low-bit AttentionarXivinclude [IC] QK-norm necessary for stable low-bit training at large tokens/step
15arxiv:2602.05006Ezequiel López-Rubio2026Enhanced QKNorm normalization for neural transformers with the Lp normarXiv.orginclude [IC] Lp-norm generalisation of QKNorm (variant)
16arxiv:2503.09543Oskar van der Wal2025PolyPythias: Stability and Outliers across Fifty Language Model Pre-Training RunsInternational Conference on Learning Representationsinclude [IS] stability across 50 small-model seeds: seed-variance precedent
17arxiv:2110.09456Sam Shleifer2021NormFormer: Improved Transformer Pretraining with Extra NormalizationarXiv.orginclude [IA] NormFormer: extra normalisation
18arxiv:2312.16903Sho Takase2023Spike No More: Stabilizing the Pre-training of Large Language ModelsarXiv.orginclude [IA] pretraining loss-spike mitigation
19arxiv:2503.04598Zhijian Zhuo2025HybridNorm: Towards Stable and Efficient Transformer Training via Hybrid NormalizationNeural Information Processing Systemsinclude [IA] HybridNorm: normalisation placement neighbour
20arxiv:2502.02732Jeonghoon Kim2025Peri-LN: Revisiting Normalization Layer in the Transformer ArchitectureInternational Conference on Machine Learninginclude [IA] Peri-LN: normalisation placement neighbour
21arxiv:2507.20534Kimi Team Yifan Bai2025Kimi K2: Open Agentic Intelligenceinclude [IA] MuonClip/QK-clip: alternative fix for attention-logit explosion
22arxiv:2602.01212Marco Chen2026SimpleGPT: Improving GPT via A Simple Normalization StrategyarXiv.orginclude [IA] SimpleGPT normalisation vs LLaMA2+QKNorm, LR ablations
23arxiv:2304.13013Mitchell Wortsman2023Stable and low-precision training for large-scale vision-language modelsNeural Information Processing Systemsinclude [IM] Wortsman et al. follow-up on instability
24arxiv:2410.10781Xiangming Gu2024When Attention Sink Emerges in Language Models: An Empirical ViewInternational Conference on Learning Representationsinclude [IM] when attention sinks emerge (seed paper ref)
25arxiv:2402.17762Mingjie Sun2024Massive Activations in Large Language ModelsarXiv.orginclude [IM] massive activations -> attention sinks
26arxiv:2402.02098Han Bao2024Self-attention Networks Localize When QK-eigenspectrum ConcentratesInternational Conference on Machine Learninginclude [IM] QK eigenspectrum concentration and entropy collapse
27arxiv:2505.15548Suvadeep Hajra2025Dense Local Dependencies Induce Attention-Logit Explosion and Training Instability During Long-Sequence Transformer TrainingarXivinclude [IM] dense local dependencies -> attention-logit explosion
28arxiv:2505.21910Xianbiao Qi2025Taming Transformer Without Using Learning Rate WarmuparXivinclude [IM] W_q^T W_k spectral concentration -> entropy collapse, warmup
29arxiv:2505.24333Alessio Giorlandino2025Two failure modes of deep transformers and how to avoid them: a unified theory of signal propagation at initialisationarXivinclude [IM] rank vs entropy collapse in deep transformers (depth)
30doi:10.48448/nht8-e622Association for Computational Linguistics 20252025Variance Sensitivity Induces Attention Entropy Collapse and Instability in TransformersUnderline Science Inc.include [IM] variance sensitivity -> attention entropy collapse
31arxiv:2502.05795Wenfang Sun2025The Curse of Depth in Large Language ModelsNeural Information Processing Systemsinclude [IM] depth effects in LLMs (H3 context)
32arxiv:2608.14712Marios Papamichalis2026Which Question Is Your Attention Metric Answering? Attention Rows as Compositional Datainclude [IM] how to measure attention entropy properly (metric choice)
33arxiv:2002.04745Ruibin Xiong2020On Layer Normalization in the Transformer ArchitectureInternational Conference on Machine Learninginclude [BG] Pre-LN vs Post-LN, warmup and LR (2020)
34arxiv:2203.03466Greg Yang2022Tensor Programs V: Tuning Large Neural Networks via Zero-Shot Hyperparameter TransferarXiv.orginclude [BG] muP: the confound held OFF
35arxiv:2501.18795Bowen Yang2025Rope to Nope and Back Again: A New Hybrid Attention StrategyarXivmaybe [IC] RoPE/NoPE/QK-norm attention patterns, long context focus
36arxiv:2603.11611Mohammad Aflah Khan2026Fractional Rotation, Full Potential? Investigating Performance and Convergence of Partial RoPEarXivmaybe [IC] NoPE loss spikes mitigated by QK-norm (side finding)
37arxiv:2608.30320Zi-Han Qiu2026On the Design of Qwen3.8-Next Architecture: Evaluation, Efficiency, and Training Stabilitymaybe [IC] industry architecture study incl. training stability
38arxiv:2609.14715Dushyant Rajput2026Depth and Scale in the Sub-150M Regime: JugnuLM-53M vs JugnuLM-110MarXivmaybe [IS] sub-150M depth study (QK-norm fixed, not varied)
39doi:10.5281/zenodo.18924690Hang Lu2026Modernizing GPT-2-Scale Models Under a 10B-Token Training BudgetZenodo (CERN European Organization for Nuclear Research)maybe [IS] GPT-2-scale modernisation incl. QK-norm; Zenodo, check quality
40arxiv:2507.13338Laker Newhouse2025Training Transformers with Enforced Lipschitz ConstantsarXivmaybe [IA] Lipschitz transformers trained without QK-norm/softcap
41arxiv:2505.22014Jörg K. H. Franke2025Learning in Compact Spaces with Approximately Normalized TransformerarXivmaybe [IA] approx. normalised transformer vs GPT+QK-norm convergence
42arxiv:2503.10622Jia-Cheng Zhu2025Transformers without NormalizationComputer Vision and Pattern Recognitionmaybe [IA] DyT replaces norm layers
43arxiv:2601.02031Felix Stollenwerk2026Output Embedding Centering for Stable LLM PretrainingarXiv.orgmaybe [IA] output-logit divergence; z-loss / softcap context
44arxiv:2309.17453Guang-Xuan Xiao2023Efficient Streaming Language Models with Attention SinksInternational Conference on Learning Representationsmaybe [IM] attention sinks (inference paper, mechanism background)
45arxiv:2410.13835Tian-Yu Guo2024Active-Dormant Attention Heads: Mechanistically Demystifying Extreme-Token Phenomena in LLMsarXiv.orgmaybe [IM] extreme-token phenomena mechanism
46arxiv:2501.12352Ke Alexander Wang2025Test-time regression: a unifying framework for designing sequence models with associative memoryarXivmaybe [IM] theory justifying QK-norm (test-time regression view)
47arxiv:2502.00919Stephen Zhang2025Attention Sinks: A 'Catch, Tag, Release' Mechanism for EmbeddingsarXivmaybe [IM] attention sinks persist with QK-norm
48arxiv:2510.22026Nikita Karagodin2025Normalization in Attention DynamicsNeural Information Processing Systemsmaybe [IM] normalisation in attention dynamics
49arxiv:2608.02091Shuxiao Xie2026One QK Channel, Many Sources: Tracing Low-Precision Attention CollapsearXivmaybe [IM] low-precision attention collapse; QK-norm disrupts it
50arxiv:2609.34272Jun-Lin Chen2026Broken Symmetry in BF16 Attention: Why FlashAttention Gradients Blow Up Late in Trainingmaybe [IM] BF16 attention gradients; logit growth late in training
51arxiv:2606.28116Rui-Xuan Huang2026Mechanism-Aligned Observability for Training Instability of Large Language Modelsmaybe [IM] instability diagnostics; possible metrics
52arxiv:2601.22966Zihan Qiu2026A Unified View of Attention and Residual Sinks: Outlier-Driven Rescaling is Essential for Transformer TrainingarXiv (Cornell University)maybe [IM] attention + residual sinks, outlier rescaling
53arxiv:2602.18849S. Emadi2026Exact Attention Sensitivity and the Geometry of Transformer StabilityarXiv.orgmaybe [IM] attention sensitivity and stability geometry
54arxiv:2304.03208Nolan Dey2023Cerebras-GPT: Open Compute-Optimal Language Models Trained on the Cerebras Wafer-Scale ClusterarXiv.orgmaybe [BG] muP in small open models
55arxiv:2407.07972Rosie Zhao2024Deconstructing What Makes a Good Optimizer for Language ModelsInternational Conference on Learning Representationsmaybe [BG] LR stability across optimisers, small LMs
56arxiv:2405.13698Xi Wang2024How to set AdamW's weight decay as you scale model and dataset sizeInternational Conference on Machine Learningmaybe [BG] AdamW hyperparameters vs scale
57arxiv:2510.19093Atli Kosson2025Weight Decay may matter more than muP for Learning Rate Transfer in PracticearXiv.orgmaybe [BG] LR transfer without muP
58arxiv:2505.01618Nolan Dey2025Don't be lazy: CompleteP enables compute-efficient deep transformersNeural Information Processing Systemsmaybe [BG] depth-wise parametrisation, LR across depth
59arxiv:2608.24814Zi-Han Liu2026Effective Learning Rate Governs Loss Dynamics in Language Model Pretrainingmaybe [BG] effective LR view of loss dynamics